| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CNCB (Hong Kong) Capital Limited | Rep | 就證券提供意見 | 2026-01-08 | - |
| Rep | 證券交易 | 2026-01-08 | - | |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2022-07-08 | 2025-10-09 |
| Rep | 證券交易 | 2022-07-08 | 2025-10-09 | |
| CMBC ASSET MANAGEMENT COMPANY LIMITED | Rep | 就證券提供意見 | 2021-06-21 | 2022-06-18 |
| Rep | 提供資產管理 | 2021-06-21 | 2022-06-18 | |
| CMBC SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2021-05-20 | 2022-06-18 |
| Rep | 證券交易 | 2021-05-03 | 2022-06-18 | |
| China Securities (International) Brokerage Company Limited | Rep | 證券交易 | 2019-08-20 | 2021-04-16 |