| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | RO | 證券交易 | 2025-08-13 | - |
| CLSA LIMITED | RO | 證券交易 | 2025-08-13 | - |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2015-04-24 | 2015-11-01 |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2015-04-24 | 2015-11-01 |
| CLSA FUTURES LIMITED | Rep | 期貨合約交易 | 2015-02-25 | 2015-04-23 |
| CLSA LIMITED | Rep | 證券交易 | 2015-02-25 | 2015-04-23 |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2014-12-15 | 2015-02-23 |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2014-12-15 | 2015-02-23 |