| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Grant Samuel (Hong Kong) Limited | RO | 就機構融資提供意見 | 2024-12-06 | - |
| Solomon JFZ (Asia) Holdings Limited | RO | 就機構融資提供意見 | 2021-05-13 | 2022-09-24 |
| Grand Moore Capital Limited | Rep | 證券交易 | 2018-02-21 | 2020-10-16 |
| Rep | 就機構融資提供意見 | 2017-12-29 | 2020-10-16 | |
| VC CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2016-03-22 | 2017-12-15 |
| KGI CAPITAL ASIA LIMITED | Rep | 就機構融資提供意見 | 2015-12-15 | 2015-12-17 |
| Rep | 證券交易 | 2015-12-15 | 2015-12-17 | |
| KINGSWAY CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2014-12-15 | 2015-11-20 |
| Rep | 證券交易 | 2014-12-15 | 2015-11-20 | |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 證券交易 | 2014-12-15 | 2015-11-20 |