| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Zhongrong International Capital Management Limited | Rep | 就證券提供意見 | 2016-03-31 | 2021-10-17 |
| Rep | 提供資產管理 | 2016-03-31 | 2021-10-17 | |
| Azure Lion International Securities Company Limited | Rep | 證券交易 | 2015-09-18 | 2016-02-22 |
| Zhonghao International Futures Co., Limited | Rep | 期貨合約交易 | 2014-12-16 | 2016-02-22 |