| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES HONG KONG LIMITED | Rep | 就機構融資提供意見 | 2016-12-19 | - |
| Rep | 就機構融資提供意見 | 2012-06-07 | 2016-12-18 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2008-10-10 | 2009-10-08 |
| Rep | 就證券提供意見 | 2008-10-10 | 2009-10-08 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 就機構融資提供意見 | 2007-09-17 | 2008-09-29 |
| Rep | 就證券提供意見 | 2007-09-17 | 2008-09-29 | |
| BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | 就機構融資提供意見 | 2003-11-25 | 2004-03-23 |
| CITIC Securities (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-10-13 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-10-13 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-10-13 |