| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CMB International Securities Limited | Rep | 就證券提供意見 | 2024-07-10 | - |
| Rep | 證券交易 | 2024-07-10 | - | |
| CR Wealth and Asset Management Limited | Rep | 就證券提供意見 | 2021-02-09 | 2024-06-18 |
| Rep | 證券交易 | 2021-02-09 | 2024-06-18 | |
| China Renaissance Securities (Hong Kong) Limited | Rep | 證券交易 | 2020-03-04 | 2024-06-18 |
| Rep | 就證券提供意見 | 2020-01-23 | 2024-06-18 | |
| CR Wealth and Asset Management Limited | Rep | 提供資產管理 | 2020-01-23 | 2024-06-18 |
| SDHG International Asset Management Limited | RO | 就證券提供意見 | 2019-11-28 | 2019-12-24 |
| Rep | 就證券提供意見 | 2019-11-06 | 2019-11-28 | |
| Rep | 提供資產管理 | 2019-11-06 | 2019-12-24 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 就證券提供意見 | 2014-12-23 | 2017-06-10 |
已採集記錄中暫無金管局登記。