| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2023-02-03 | - |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2023-01-11 | - |
| Rep | 證券交易 | 2023-01-11 | - | |
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | 就證券提供意見 | 2014-12-23 | 2020-03-14 |
| Rep | 證券交易 | 2014-12-23 | 2020-03-14 |