| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Fosun International Securities Limited | Rep | 就證券提供意見 | 2018-06-13 | - |
| Rep | 證券交易 | 2018-06-13 | - | |
| Leading Securities Company Limited | Rep | 就證券提供意見 | 2018-04-24 | 2018-05-16 |
| Rep | 提供資產管理 | 2018-04-24 | 2018-05-16 | |
| Rep | 證券交易 | 2018-04-24 | 2018-05-16 | |
| Soochow Securities International Brokerage Limited | Rep | 證券交易 | 2015-06-24 | 2017-04-27 |
| Soochow Securities International Futures Limited | Rep | 期貨合約交易 | 2015-06-24 | 2017-04-27 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2015-01-07 | 2015-05-18 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2015-01-07 | 2015-05-18 |
已採集記錄中暫無金管局登記。