| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Polymer Capital Management (HK) Limited | Rep | 提供資產管理 | 2022-09-15 | - |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2021-03-01 | 2022-07-07 |
| Rep | 證券交易 | 2017-01-03 | 2018-12-19 | |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2017-01-03 | 2022-07-07 |
| Rep | 證券交易 | 2017-01-03 | 2022-07-07 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2016-10-07 | 2016-12-30 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2016-10-07 | 2016-12-30 |
| Rep | 證券交易 | 2016-10-07 | 2016-12-30 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2016-08-17 | 2016-08-20 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2016-08-17 | 2016-08-20 |
| Rep | 證券交易 | 2016-08-17 | 2016-08-20 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2016-04-26 | 2016-04-29 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2016-04-26 | 2016-04-29 |
| Rep | 證券交易 | 2016-04-26 | 2016-04-29 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2015-11-26 | 2015-11-27 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2015-11-26 | 2015-11-27 |
| Rep | 證券交易 | 2015-11-26 | 2015-11-27 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2015-10-14 | 2015-10-16 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2015-10-14 | 2015-10-16 |
| Rep | 證券交易 | 2015-10-14 | 2015-10-16 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2015-06-02 | 2015-06-05 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2015-06-02 | 2015-06-05 |
| Rep | 證券交易 | 2015-06-02 | 2015-06-05 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2015-01-12 | 2015-01-14 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2015-01-12 | 2015-01-14 |
| Rep | 證券交易 | 2015-01-12 | 2015-01-14 |
已採集記錄中暫無金管局登記。