| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2019-02-13 | 2019-12-10 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2019-02-13 | 2019-12-10 |
| Rep | 證券交易 | 2019-02-13 | 2019-12-10 | |
| BOCI SECURITIES LIMITED | Rep | 期貨合約交易 | 2017-08-09 | 2019-01-25 |
| Rep | 就證券提供意見 | 2015-01-13 | 2019-01-25 | |
| Rep | 證券交易 | 2015-01-13 | 2019-01-25 |