| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| RBC INVESTMENT SERVICES (ASIA) LIMITED | RO | 就期貨合約提供意見 | 2020-03-31 | - |
| RO | 就證券提供意見 | 2020-03-31 | - | |
| RO | 期貨合約交易 | 2020-03-31 | - | |
| RO | 證券交易 | 2020-03-31 | - | |
| Rep | 就期貨合約提供意見 | 2020-02-11 | 2020-03-31 | |
| Rep | 就證券提供意見 | 2020-02-11 | 2020-03-31 | |
| Rep | 期貨合約交易 | 2020-02-11 | 2020-03-31 | |
| Rep | 證券交易 | 2020-02-11 | 2020-03-31 | |
| Rep | 就期貨合約提供意見 | 2017-06-26 | 2018-06-01 | |
| Rep | 期貨合約交易 | 2017-06-26 | 2018-06-01 | |
| RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | 就證券提供意見 | 2017-05-25 | 2017-08-01 |
| Rep | 證券交易 | 2017-05-25 | 2017-08-01 | |
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | 就證券提供意見 | 2015-01-15 | 2018-06-01 |
| Rep | 證券交易 | 2015-01-15 | 2018-06-01 |
已採集記錄中暫無金管局登記。