| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC CFI Securities Company Limited | Rep | 證券交易 | 2022-06-22 | - |
| CITIC Futures International Company Limited | RO | 期貨合約交易 | 2017-03-21 | - |
| Rep | 期貨合約交易 | 2016-01-27 | 2017-03-21 | |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2015-01-19 | 2015-12-31 |
已採集記錄中暫無金管局登記。