| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2021-03-22 | - |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2021-03-22 | - |
| Credit Suisse (Hong Kong) Limited | Rep | 證券交易 | 2018-03-05 | 2021-03-09 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | 2018-02-09 |
| Rep | 證券交易 | 2015-01-19 | 2017-10-02 |