| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited | Rep | 就證券提供意見 | 2025-08-11 | - |
| Rep | 證券交易 | 2025-08-11 | - | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2021-01-29 | 2025-03-17 |
| Rep | 就證券提供意見 | 2021-01-29 | 2025-03-17 | |
| Rep | 提供自動化交易服務 | 2021-01-29 | 2025-03-17 | |
| Rep | 期貨合約交易 | 2021-01-29 | 2025-03-17 | |
| Rep | 證券交易 | 2021-01-18 | 2025-03-17 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2017-05-29 | 2020-12-21 |
| CGS International Securities Hong Kong Limited | Rep | 證券交易 | 2016-07-04 | 2017-03-09 |
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2015-01-20 | 2016-01-16 |
| Rep | 證券交易 | 2015-01-20 | 2016-01-16 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 提供自動化交易服務 | 2015-01-20 | 2016-01-16 |
| Rep | 證券交易 | 2015-01-20 | 2016-01-16 |
已採集記錄中暫無金管局登記。