| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Securities (International) Corporate Finance Company Limited | Rep | 就機構融資提供意見 | 2019-04-25 | - |
| Rep | 證券交易 | 2019-04-25 | - | |
| OCI Asset Management Company Limited | Rep | 就證券提供意見 | 2018-07-23 | 2019-02-28 |
| Rep | 提供資產管理 | 2018-07-23 | 2019-02-28 | |
| GF Capital (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2015-01-22 | 2017-07-15 |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 證券交易 | 2015-01-22 | 2017-07-15 |