| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Brickfield Partners Limited | Rep | 提供資產管理 | 2020-02-25 | 2026-09-28 |
| TOPAZ CAPITAL MANAGEMENT LIMITED | Rep | 提供資產管理 | 2016-09-26 | 2019-02-28 |
| Topaz Financial Group Limited | Rep | 期貨合約交易 | 2016-09-26 | 2019-02-28 |
| Rep | 證券交易 | 2016-09-06 | 2019-02-28 | |
| KARL THOMSON INVESTMENT CONSULTANTS LIMITED | Rep | 就證券提供意見 | 2015-01-23 | 2016-07-21 |
| KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2015-01-23 | 2016-07-21 |