| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2026-09-15 | - |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期貨合約交易 | 2026-09-15 | - |
| Rep | 證券交易 | 2026-08-24 | - | |
| UBS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2024-07-23 | - |
| Rep | 證券交易 | 2023-06-12 | 2023-06-18 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2019-06-11 | 2020-10-30 |
| Rep | 期貨合約交易 | 2019-06-11 | 2020-10-30 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2015-11-16 | 2019-03-11 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2015-11-16 | 2019-03-11 |
| Rep | 證券交易 | 2015-11-16 | 2019-03-11 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2015-01-27 | 2015-10-05 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2015-01-27 | 2015-10-05 |
| Rep | 證券交易 | 2015-01-27 | 2015-10-05 |
已採集記錄中暫無金管局登記。