| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DEUTSCHE SECURITIES ASIA LIMITED | RO | 期貨合約交易 | 2022-03-03 | 2024-09-02 |
| Rep | 期貨合約交易 | 2022-01-13 | 2022-03-03 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2015-01-28 | 2018-12-19 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2015-01-28 | 2019-09-16 |
| Rep | 證券交易 | 2015-01-28 | 2019-09-16 |