| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| WRise Prestige Asset Management Limited | Rep | 就證券提供意見 | 2026-09-14 | - |
| WRise Prestige Securities Limited | Rep | 證券交易 | 2026-09-14 | - |
| PC SECURITIES LIMITED | Rep | 就證券提供意見 | 2019-03-14 | 2023-12-31 |
| Rep | 證券交易 | 2019-02-12 | 2023-12-31 | |
| Venture Smart Asia Limited | Rep | 提供資產管理 | 2016-06-27 | 2018-12-10 |
| Rep | 證券交易 | 2016-06-27 | 2018-12-10 | |
| oOo Securities (HK) Group Limited | Rep | 提供資產管理 | 2015-01-29 | 2016-04-28 |
| Rep | 證券交易 | 2015-01-29 | 2016-04-28 |