| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Citadel Securities (Hong Kong) Limited | Rep | 期貨合約交易 | 2018-03-19 | 2026-02-20 |
| Rep | 證券交易 | 2018-03-19 | 2026-02-20 | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 證券交易 | 2016-10-11 | 2018-02-14 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2015-01-29 | 2018-02-14 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 證券交易 | 2015-01-29 | 2016-10-10 |