| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 就證券提供意見 | 2024-11-29 | - |
| Rep | 證券交易 | 2024-11-29 | - | |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2024-11-29 | - |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2021-10-29 | 2024-11-15 |
| Rep | 證券交易 | 2021-10-29 | 2024-11-15 | |
| Vantage Capital Markets HK Limited | Rep | 期貨合約交易 | 2017-12-08 | 2021-05-31 |
| Rep | 證券交易 | 2017-12-08 | 2021-05-31 | |
| T.F.S. Derivatives HK Limited | Rep | 期貨合約交易 | 2015-01-30 | 2017-11-30 |
| Rep | 證券交易 | 2015-01-30 | 2017-11-30 |
已採集記錄中暫無金管局登記。