| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Harbour International Securities Limited | Rep | 證券交易 | 2025-02-07 | - |
| China Harbour International Capital Limited | RO | 就機構融資提供意見 | 2024-02-05 | - |
| HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED | RO | 就機構融資提供意見 | 2020-07-13 | 2022-01-30 |
| Rep | 就機構融資提供意見 | 2019-12-09 | 2020-07-13 | |
| PROSPER VOYAGE CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2016-10-28 | 2019-07-16 |
| Arta Corporate Advisory Limited | Rep | 就機構融資提供意見 | 2015-10-02 | 2016-10-21 |
| ARTA GLOBAL MARKETS LIMITED | Rep | 證券交易 | 2015-10-02 | 2016-10-21 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 證券交易 | 2015-01-30 | 2015-08-14 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期貨合約交易 | 2015-01-30 | 2015-08-14 |
金管局記錄暫時無法載入，請稍後重試。