| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MIB SECURITIES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2026-01-27 | - |
| Rep | 證券交易 | 2026-01-27 | - | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2025-08-04 | 2025-12-31 |
| Rep | 證券交易 | 2025-08-04 | 2025-12-31 | |
| ABCI Securities Company Limited | Rep | 就證券提供意見 | 2021-07-15 | 2025-05-11 |
| Rep | 證券交易 | 2021-07-15 | 2025-05-11 | |
| CITIC Securities Brokerage (HK) Limited | Rep | 就證券提供意見 | 2018-07-30 | 2021-06-18 |
| Rep | 證券交易 | 2018-07-30 | 2021-06-18 | |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2018-07-30 | 2021-06-18 |
| China Securities (International) Asset Management Company Limited | Rep | 就證券提供意見 | 2017-09-28 | 2018-07-28 |
| Rep | 提供資產管理 | 2017-09-28 | 2018-07-28 | |
| China Securities (International) Brokerage Company Limited | Rep | 期貨合約交易 | 2015-04-29 | 2018-07-28 |
| Rep | 證券交易 | 2015-04-29 | 2018-07-28 | |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 期貨合約交易 | 2015-01-30 | 2015-04-27 |
| Rep | 證券交易 | 2015-01-30 | 2015-04-27 |
已採集記錄中暫無金管局登記。