Ye, Dan (SFC:BOZ788) 叶丹
證監會中央編號:BOZ788
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就證券提供意見 | 2025-01-20 | - |
| Rep | 證券交易 | 2025-01-20 | - | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期貨合約交易 | 2025-01-20 | - |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2023-09-08 | 2024-11-26 |
| Rep | 期貨合約交易 | 2021-12-13 | 2024-11-26 | |
| Rep | 證券交易 | 2021-12-13 | 2024-11-26 | |
| E FUND MANAGEMENT (HONG KONG) CO., LIMITED | Rep | 提供資產管理 | 2021-07-06 | 2021-12-07 |
| Rep | 就證券提供意見 | 2021-06-08 | 2021-12-07 | |
| Rep | 證券交易 | 2021-06-08 | 2021-12-07 | |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2019-10-16 | 2021-05-21 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2019-10-16 | 2021-05-21 |
| Rep | 證券交易 | 2019-10-16 | 2021-05-21 |