| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CMB International Securities Limited | Rep | 證券交易 | 2024-12-31 | - |
| CMB International Capital Limited | Rep | 就機構融資提供意見 | 2017-08-24 | - |
| Rep | 證券交易 | 2017-08-24 | - | |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 證券交易 | 2015-04-23 | 2017-07-11 |
| GF Capital (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2015-02-10 | 2017-07-11 |