| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| YONGAN GUOFU ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | 就證券提供意見 | 2022-12-19 | - |
| Rep | 提供資產管理 | 2022-12-19 | - | |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2020-11-10 | 2022-10-08 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2020-11-10 | 2022-10-08 |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 期貨合約交易 | 2019-10-25 | 2020-10-14 |
| Rep | 證券交易 | 2019-10-25 | 2020-10-14 |