| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| E FUND MANAGEMENT (HONG KONG) CO., LIMITED | Rep | 就證券提供意見 | 2016-08-15 | - |
| Rep | 提供資產管理 | 2016-08-15 | - | |
| Rep | 證券交易 | 2016-08-15 | - | |
| BOCI SECURITIES LIMITED | Rep | 證券交易 | 2016-07-18 | 2016-08-04 |
| BOCI RESEARCH LIMITED | Rep | 就證券提供意見 | 2015-02-16 | 2016-07-01 |
| BOCI SECURITIES LIMITED | Rep | 就證券提供意見 | 2015-02-16 | 2016-08-04 |