| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CNCB (Hong Kong) Capital Limited | Rep | 就機構融資提供意見 | 2026-08-17 | - |
| Rep | 就證券提供意見 | 2026-08-17 | - | |
| Rep | 證券交易 | 2026-08-17 | - | |
| RO | 就機構融資提供意見 | 2025-12-22 | 2026-08-17 | |
| RO | 就證券提供意見 | 2025-12-22 | 2026-08-17 | |
| RO | 證券交易 | 2025-12-22 | 2026-08-17 | |
| Rep | 就機構融資提供意見 | 2023-09-27 | 2025-12-22 | |
| Rep | 就證券提供意見 | 2023-09-27 | 2025-12-22 | |
| Rep | 證券交易 | 2023-09-27 | 2025-12-22 | |
| CITIC Securities (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2021-11-30 | 2023-08-23 |
| Rep | 就證券提供意見 | 2021-11-15 | 2023-08-23 | |
| CLSA LIMITED | Rep | 證券交易 | 2021-11-15 | 2023-08-23 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 就證券提供意見 | 2020-05-12 | 2021-10-28 |
| Rep | 證券交易 | 2020-05-12 | 2021-10-28 | |
| Ark Securities (Hong Kong) Limited | Rep | 就證券提供意見 | 2019-11-01 | 2020-04-03 |
| Rep | 提供資產管理 | 2019-11-01 | 2020-04-03 | |
| Rep | 證券交易 | 2019-11-01 | 2020-04-03 |
金管局記錄暫時無法載入，請稍後重試。