| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities Asset Management (HK) Limited | Rep | 期貨合約交易 | 2025-09-18 | - |
| Rep | 就證券提供意見 | 2025-02-20 | - | |
| Rep | 證券交易 | 2025-02-20 | - | |
| CITIC Securities International Global Markets Limited | Rep | 期貨合約交易 | 2025-02-20 | - |
| Rep | 證券交易 | 2025-02-20 | - | |
| CLSA LIMITED | Rep | 證券交易 | 2025-02-20 | - |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期貨合約交易 | 2016-12-19 | 2020-07-31 |
| Rep | 證券交易 | 2016-12-19 | 2020-07-31 | |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | 期貨合約交易 | 2015-02-23 | 2016-12-18 |
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2015-02-23 | 2020-07-31 |
| Rep | 證券交易 | 2015-02-23 | 2020-07-31 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2015-02-23 | 2016-12-18 |
已採集記錄中暫無金管局登記。