| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2020-08-26 | 2021-04-16 |
| Rep | 證券交易 | 2020-08-26 | 2021-04-16 | |
| LUK FOOK SECURITIES (HK) LIMITED | Rep | 證券交易 | 2018-11-23 | 2019-11-09 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2017-12-11 | 2018-10-27 |
| Anli Securities Limited | Rep | 就證券提供意見 | 2015-11-27 | 2017-09-11 |
| Rep | 證券交易 | 2015-02-24 | 2017-09-11 |