| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2019-06-17 | 2019-12-27 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2019-06-17 | 2019-12-27 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 就期貨合約提供意見 | 2017-08-01 | 2019-06-09 |
| Rep | 就證券提供意見 | 2017-08-01 | 2019-06-09 | |
| Rep | 期貨合約交易 | 2017-08-01 | 2019-06-09 | |
| Rep | 證券交易 | 2017-08-01 | 2019-06-09 | |
| Rep | 期貨合約交易 | 2016-09-26 | 2017-06-22 | |
| Rep | 證券交易 | 2016-09-26 | 2017-06-22 | |
| MIB FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2016-02-25 | 2016-08-16 |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2015-02-24 | 2016-08-16 |