| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| TFI Asset Management Limited | Rep | 就期貨合約提供意見 | 2024-06-03 | - |
| Rep | 就證券提供意見 | 2024-06-03 | - | |
| Rep | 提供資產管理 | 2024-06-03 | - | |
| CMB International Global Markets Limited | Rep | 就證券提供意見 | 2022-01-14 | 2024-03-12 |
| CMB International Securities Limited | Rep | 就證券提供意見 | 2022-01-14 | 2022-05-05 |
| BOCI RESEARCH LIMITED | Rep | 就證券提供意見 | 2021-08-04 | 2021-12-21 |
| Fosun International Securities Limited | Rep | 就證券提供意見 | 2019-11-05 | 2021-06-28 |