| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2023-05-12 | - |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2023-05-12 | - |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2019-04-12 | 2023-04-30 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2019-04-12 | 2023-04-30 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2016-07-01 | 2019-02-18 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2015-03-30 | 2019-02-18 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2015-02-27 | 2016-06-30 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2015-02-27 | 2016-06-30 |
已採集記錄中暫無金管局登記。