| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CMB International Securities Limited | Rep | 證券交易 | 2025-04-07 | - |
| CMB International Asset Management Limited | Rep | 就證券提供意見 | 2024-02-20 | - |
| Rep | 提供資產管理 | 2024-02-20 | - | |
| Rep | 證券交易 | 2024-02-20 | - | |
| SPDB International Securities Limited | Rep | 證券交易 | 2021-12-30 | 2023-06-30 |
| CHINA MERCHANTS ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | 就證券提供意見 | 2019-12-04 | 2021-12-10 |
| Rep | 提供資產管理 | 2019-12-04 | 2021-12-10 | |
| Rep | 證券交易 | 2019-06-20 | 2021-12-10 | |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 證券交易 | 2017-02-14 | 2019-05-18 |
| TP ICAP MARKETS (HONG KONG) LIMITED | Rep | 證券交易 | 2016-01-04 | 2017-01-31 |
| ICAP Equities Asia Limited | Rep | 證券交易 | 2015-02-27 | 2017-01-31 |
金管局記錄暫時無法載入，請稍後重試。