| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Altive Limited | Rep | 就證券提供意見 | 2021-07-19 | 2023-02-28 |
| Rep | 提供資產管理 | 2021-07-19 | 2023-02-28 | |
| CHINA EVERBRIGHT CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2018-12-17 | 2019-07-31 |
| Everbright Securities Global (HK) Limited | Rep | 就機構融資提供意見 | 2018-12-17 | 2019-07-31 |
| Rep | 證券交易 | 2018-12-17 | 2019-07-31 | |
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2018-12-17 | 2019-07-31 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就機構融資提供意見 | 2016-01-13 | 2016-10-05 |
| Rep | 證券交易 | 2016-01-13 | 2016-10-05 | |
| Morgan Stanley Asia Limited | Rep | 就機構融資提供意見 | 2015-03-02 | 2015-09-01 |
| Rep | 證券交易 | 2015-03-02 | 2015-09-01 |