| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2020-11-12 | - |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2020-11-12 | - |
| Open Securities Limited | Rep | 就證券提供意見 | 2017-11-29 | 2020-10-18 |
| Rep | 期貨合約交易 | 2017-11-29 | 2020-10-18 | |
| Rep | 證券交易 | 2017-11-29 | 2020-10-18 | |
| YUANTA FUTURES (HK) CO., LIMITED | Rep | 期貨合約交易 | 2017-03-10 | 2017-11-15 |
| CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED | Rep | 期貨合約交易 | 2015-04-10 | 2017-02-19 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2015-03-04 | 2015-03-21 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2015-03-04 | 2015-03-21 |
| Rep | 證券交易 | 2015-03-04 | 2015-03-21 |
已採集記錄中暫無金管局登記。