| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| AT Global Financial Services (HK) Limited | RO | 槓桿式外匯交易 | 2024-07-22 | - |
| Eddid Securities and Futures Limited | RO | 就期貨合約提供意見 | 2023-02-24 | 2024-06-14 |
| RO | 就證券提供意見 | 2023-02-24 | 2024-06-14 | |
| RO | 期貨合約交易 | 2023-02-24 | 2024-06-14 | |
| RO | 證券交易 | 2023-02-24 | 2024-06-14 | |
| RO | 槓桿式外匯交易 | 2023-02-24 | 2024-06-14 | |
| Rep | 提供資產管理 | 2019-11-08 | 2021-03-19 | |
| Rep | 就期貨合約提供意見 | 2019-11-08 | 2023-02-24 | |
| Rep | 就證券提供意見 | 2019-11-08 | 2023-02-24 | |
| Rep | 期貨合約交易 | 2019-11-08 | 2023-02-24 | |
| Rep | 證券交易 | 2019-11-08 | 2023-02-24 | |
| Rep | 槓桿式外匯交易 | 2019-11-08 | 2023-02-24 |