| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CIF Securities Futures Limited | Rep | 期貨合約交易 | 2023-04-18 | - |
| Rep | 證券交易 | 2023-04-18 | - | |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2020-11-30 | 2023-04-14 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2020-11-30 | 2023-04-14 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2020-04-01 | 2020-10-31 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2020-04-01 | 2020-10-31 |
| RHB FUTURES HONG KONG LIMITED | Rep | 期貨合約交易 | 2020-01-10 | 2020-03-31 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2019-11-08 | 2020-03-31 |