| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA EVERBRIGHT CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2017-06-05 | 2019-05-31 |
| Rep | 就證券提供意見 | 2017-06-05 | 2019-05-31 | |
| Rep | 證券交易 | 2017-06-05 | 2019-05-31 | |
| SDIC SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2016-02-22 | 2017-05-04 |
| SDIC SECURITIES CORPORATE FINANCE (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2016-01-27 | 2017-05-04 |
| QUAM CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2015-03-05 | 2016-01-20 |