| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 證券交易 | 2017-12-07 | - |
| Credit Suisse (Hong Kong) Limited | Rep | 期貨合約交易 | 2017-06-05 | 2017-08-23 |
| Rep | 就證券提供意見 | 2016-07-15 | 2017-08-23 | |
| Rep | 證券交易 | 2016-07-15 | 2017-08-23 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 證券交易 | 2015-03-11 | 2016-04-21 |