| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2023-12-22 | - |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就證券提供意見 | 2022-11-25 | 2022-12-01 |
| Rep | 就證券提供意見 | 2019-05-31 | 2019-06-05 | |
| Rep | 就證券提供意見 | 2019-04-04 | 2019-04-12 | |
| Rep | 就證券提供意見 | 2019-03-05 | 2019-03-07 | |
| Rep | 就證券提供意見 | 2018-11-19 | 2018-11-23 | |
| Rep | 就證券提供意見 | 2018-02-20 | 2018-02-22 | |
| Rep | 證券交易 | 2018-02-20 | 2018-02-22 | |
| Rep | 就證券提供意見 | 2017-10-20 | 2017-10-24 | |
| Rep | 證券交易 | 2017-10-20 | 2017-10-24 | |
| Rep | 就證券提供意見 | 2017-09-18 | 2017-09-22 | |
| Rep | 證券交易 | 2017-09-18 | 2017-09-22 | |
| Rep | 就證券提供意見 | 2017-01-13 | 2017-01-17 | |
| Rep | 證券交易 | 2017-01-13 | 2017-01-17 | |
| Rep | 就證券提供意見 | 2016-10-13 | 2016-10-18 | |
| Rep | 證券交易 | 2016-10-13 | 2016-10-18 | |
| Rep | 就證券提供意見 | 2016-01-18 | 2016-01-19 | |
| Rep | 證券交易 | 2016-01-18 | 2016-01-19 | |
| Rep | 就證券提供意見 | 2015-07-13 | 2015-07-14 | |
| Rep | 證券交易 | 2015-07-13 | 2015-07-14 | |
| Rep | 就證券提供意見 | 2015-03-11 | 2015-03-12 | |
| Rep | 證券交易 | 2015-03-11 | 2015-03-12 |
已採集記錄中暫無金管局登記。