| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | 證券交易 | 2026-10-12 | - |
| Rep | 證券交易 | 2026-08-05 | 2026-10-12 | |
| CITIC Securities Brokerage (HK) Limited | RO | 證券交易 | 2025-06-23 | 2026-02-27 |
| Rep | 證券交易 | 2025-01-02 | 2025-06-23 | |
| SDIC SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2017-08-17 | 2024-06-03 |
| SDIC SECURITIES FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2017-08-17 | 2024-06-03 |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2016-04-07 | 2017-08-04 |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2016-04-07 | 2017-08-04 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2015-03-12 | 2016-04-04 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2015-03-12 | 2016-04-04 |
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