| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | RO | 期貨合約交易 | 2022-09-28 | 2023-04-10 |
| RO | 證券交易 | 2022-09-28 | 2023-04-10 | |
| Credit Suisse Securities (Hong Kong) Limited | RO | 證券交易 | 2022-09-28 | 2023-04-10 |
| Credit Suisse (Hong Kong) Limited | Rep | 期貨合約交易 | 2019-07-30 | 2022-09-28 |
| Rep | 證券交易 | 2019-07-30 | 2022-09-28 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 證券交易 | 2019-07-30 | 2022-09-28 |
| NATIXIS ASIA LIMITED | Rep | 期貨合約交易 | 2015-03-12 | 2019-04-09 |
| Rep | 證券交易 | 2015-03-12 | 2019-04-09 |