| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 就證券提供意見 | 2021-09-24 | - |
| Rep | 證券交易 | 2021-09-24 | - | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2021-09-24 | - |
| Rep | 期貨合約交易 | 2021-09-24 | - | |
| SMBC NIKKO SECURITIES (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2020-10-16 | 2021-06-18 |
| Rep | 期貨合約交易 | 2020-10-16 | 2021-06-18 | |
| Rep | 就證券提供意見 | 2020-01-02 | 2021-06-18 | |
| Rep | 證券交易 | 2020-01-02 | 2021-06-18 | |
| MUFG Securities Asia Limited | Rep | 期貨合約交易 | 2016-04-14 | 2019-09-16 |
| Rep | 證券交易 | 2015-03-16 | 2019-09-16 |