| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| JA SECURITIES LIMITED | RO | 提供資產管理 | 2023-04-26 | - |
| RO | 就證券提供意見 | 2022-09-15 | - | |
| RO | 證券交易 | 2022-09-15 | - | |
| Rep | 就證券提供意見 | 2022-09-13 | 2022-09-15 | |
| Rep | 證券交易 | 2022-09-13 | 2022-09-15 | |
| Zhongfu International Futures Co., Limited | RO | 就期貨合約提供意見 | 2020-12-15 | 2022-04-29 |
| RO | 期貨合約交易 | 2020-12-15 | 2022-04-29 | |
| Ever-Long Futures Limited | Rep | 期貨合約交易 | 2020-04-03 | 2020-12-10 |
| EVER-LONG SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2020-04-03 | 2020-12-10 |
| Rep | 證券交易 | 2020-04-03 | 2020-12-10 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2020-03-26 | 2020-04-01 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2019-09-12 | 2020-04-01 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2019-09-12 | 2020-04-01 |
| Golden Hen Securities and Futures Limited | RO | 期貨合約交易 | 2018-09-04 | 2019-06-30 |
| RO | 證券交易 | 2018-09-04 | 2019-06-30 | |
| Rep | 期貨合約交易 | 2018-08-13 | 2018-09-04 | |
| Rep | 證券交易 | 2018-08-13 | 2018-09-04 | |
| Azure Lion International Securities Company Limited | Rep | 證券交易 | 2017-06-23 | 2018-08-12 |
| Zhonghao International Futures Co., Limited | Rep | 期貨合約交易 | 2017-06-23 | 2018-08-12 |
| FOUNDER FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2016-06-28 | 2017-06-18 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2016-06-28 | 2017-06-18 |
| TFI Securities and Futures Limited | Rep | 期貨合約交易 | 2015-03-17 | 2016-06-20 |
| Rep | 證券交易 | 2015-03-17 | 2016-06-20 |
已採集記錄中暫無金管局登記。