| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCOM International Securities Limited | Rep | 期貨合約交易 | 2025-11-17 | - |
| Rep | 就證券提供意見 | 2025-10-16 | - | |
| Rep | 證券交易 | 2025-10-16 | - | |
| CNCB (Hong Kong) Capital Limited | Rep | 就證券提供意見 | 2024-11-06 | 2025-09-01 |
| Rep | 提供資產管理 | 2024-11-06 | 2025-09-01 | |
| Rep | 證券交易 | 2024-11-06 | 2025-09-01 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2023-08-28 | 2024-09-13 |
| Rep | 提供資產管理 | 2023-08-28 | 2024-09-13 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 證券交易 | 2023-08-28 | 2024-09-13 |
| CEB International Asset Management Corporation Limited | Rep | 證券交易 | 2021-09-21 | 2023-07-26 |
| Rep | 就證券提供意見 | 2019-11-22 | 2023-07-26 | |
| Rep | 提供資產管理 | 2019-11-22 | 2023-07-26 |
已採集記錄中暫無金管局登記。