| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2017-04-21 | - |
| Rep | 就證券提供意見 | 2017-04-21 | - | |
| CLSA LIMITED | Rep | 證券交易 | 2017-04-21 | - |
| Rep | 就證券提供意見 | 2017-04-21 | 2021-12-13 | |
| China Securities (International) Brokerage Company Limited | Rep | 就證券提供意見 | 2016-03-14 | 2017-04-08 |
| Rep | 證券交易 | 2015-07-22 | 2017-04-08 | |
| China Securities (International) Corporate Finance Company Limited | Rep | 就機構融資提供意見 | 2015-03-18 | 2017-04-08 |
| Rep | 證券交易 | 2015-03-18 | 2017-04-08 |