| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2025-06-05 | - |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2025-02-05 | 2025-05-12 |
| LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | 證券交易 | 2023-10-09 | 2024-10-21 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期貨合約交易 | 2016-10-11 | 2022-09-16 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 提供資產管理 | 2015-03-18 | 2022-09-16 |
| Rep | 證券交易 | 2015-03-18 | 2022-09-16 | |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2015-03-18 | 2016-10-10 |
已採集記錄中暫無金管局登記。