| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2025-03-14 | - |
| Rep | 證券交易 | 2025-03-14 | - | |
| CEB International Capital Corporation Limited | RO | 就證券提供意見 | 2024-08-14 | 2025-02-24 |
| RO | 證券交易 | 2024-08-14 | 2025-02-24 | |
| Rep | 就證券提供意見 | 2023-05-12 | 2024-08-14 | |
| Rep | 證券交易 | 2023-05-12 | 2024-08-14 | |
| SDIC SECURITIES ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2021-09-24 | 2023-04-14 |
| Rep | 提供資產管理 | 2021-09-24 | 2023-04-14 | |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2017-02-13 | 2017-05-19 |
| Rep | 證券交易 | 2015-03-18 | 2017-02-12 |
已採集記錄中暫無金管局登記。