| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就機構融資提供意見 | 2025-06-09 | - |
| Rep | 就證券提供意見 | 2025-06-09 | - | |
| Rep | 證券交易 | 2025-06-09 | - | |
| Rep | 就機構融資提供意見 | 2021-08-02 | 2025-05-14 | |
| Rep | 就證券提供意見 | 2021-08-02 | 2025-05-14 | |
| Rep | 證券交易 | 2021-08-02 | 2025-05-14 | |
| HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2019-11-26 | 2021-05-21 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2019-11-26 | 2021-05-21 |
| Rep | 證券交易 | 2019-11-26 | 2021-05-21 |